长桥证券:积极响应两地监管指引,将稳步推进合规工作
Odaily reported that Longbridge Securities has provided further clarification regarding recent regulatory developments in cross-border securities services involving China. Longbridge Securities stated that the Hong Kong Securities and Futures Commission (SFC) and the China Securities Regulatory Commission (CSRC), along with other mainland regulatory authorities, have recently issued the latest regulatory requirements for cross-border securities services, establishing unified industry-wide standards for services targeting mainland Chinese investors. These regulatory rules apply to all overseas financial institutions. Longbridge actively responds to the regulatory guidance from both regions and will steadily advance its compliance work in strict accordance with the relevant requirements.
Longbridge Securities stated that the scope of account closures required by these regulations is limited and clearly defined, primarily targeting two types of accounts: first, investment accounts opened using suspicious or forged documents; and second, investment accounts with zero balance and no activity. Customer accounts that have been opened in compliance with regulations, hold real assets and positions, are not within the scope of this cleanup. Longbridge firmly supports the regulators' zero-tolerance approach to fraudulent account openings and will strictly handle matters in accordance with regulatory requirements. (E Company)
