长桥证券:积极响应两地监管指引,将稳步推进合规工作
Odaily Planet Daily News: Changqiao Securities has provided further clarification regarding recent regulatory matters concerning cross-border securities businesses in China. Changqiao Securities stated that the Hong Kong Securities and Futures Commission (SFC), together with mainland Chinese regulators such as the China Securities Regulatory Commission (CSRC), have recently issued the latest regulatory requirements for cross-border securities businesses, establishing a unified industry-wide standard for services targeting mainland Chinese investors. These regulatory rules apply to all overseas financial institutions. Changqiao actively responds to the regulatory guidelines from both regions and will steadily advance compliance work in strict accordance with the relevant requirements.
Changqiao Securities indicated that the scope of account closures required by this regulation is limited and clearly defined, primarily targeting two types of accounts: first, investment accounts opened using suspicious or forged documents; second, zero-balance dormant investment accounts. Client accounts that were opened in a compliant manner with genuine assets and holdings are not subject to this round of account closures. Changqiao firmly supports the regulators' zero-tolerance policy towards fraudulent account openings and will handle the matter strictly in accordance with regulatory requirements. (E Company)
